The attorney-client privilege does not apply to documents belonging to corporation that is now dissolved, according to a federal magistrate judge in a civil enforcement action over a stock pump-and-dump scheme.
April 15, 2015 at 09:00 AM
1 minute read
The attorney-client privilege does not apply to documents belonging to companies that are now defunct, according to a federal magistrate judge in a civil enforcement action over a stock pump-and-dump scheme.
Southern District Magistrate Judge James Francis IV said the privilege does not survive the dissolution of the corporation in Securities and Exchange Commission v. Carrillo Huettel, 13 Civ. 1735.
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