The SEC’s New Approach to Neither-Admit-Nor-Deny Policy May Not Be So New After All
The SEC’s newly appointed Director of the Division of Enforcement, Gurbir Grewal, recently announced a potentially significant change to the policy, indicating that the SEC will require admissions in certain matters.
Crypto Insider Trading: What Exchanges Should Know
This article discusses the potential criminal and civil penalties that digital asset exchanges can face if their employees engage in insider trading in digital assets. The authors also suggest several measures that exchanges can take to reduce their exposure from such risks.
Recent DOJ prosecutions and regulatory enforcement actions provide insight into what crypto-exchanges, infrastructure providers, and other crypto businesses can expect.
The potential implications of Judge Rakoff’s ruling are such that the Government has already indicated its intention to take an exceedingly rare affirmative appeal.
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