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Attorney General Letitia James speaks during a Law Day ceremony at the Court of Appeals in Albany on May 1, 2019. (Photo by David Handschuh/NYLJ) Attorney General Letitia James speaks during a Law Day ceremony at the Court of Appeals in Albany on May 1, 2019. (Photo by David Handschuh/NYLJ)

New York Attorney General Letitia James on Tuesday announced that final rules have been adopted, some of which go into effect Wednesday, that strengthen state oversight of the investment advisory industry, marking “a significant step forward in our efforts to protect New York investors and oversee securities sales practices.”

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Jason Grant

Jason Grant is a staff writer covering legal stories and cases for the New York Law Journal, the National Law Journal and Law.com, and a former practicing attorney. He's written and reported previously for the New York Times, the Star-Ledger, the L.A. Times and other publications. Contact him at [email protected] On Twitter, pls find him @JasonBarrGrant

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