“Taken together, the final rule will help address conflicts of interest arising when securitization participants take positions against ABS [asset-backed security] investors’ interests," SEC Chair Gary Gensler said.
November 28, 2023 at 05:44 PM
3 minute read
The U.S. Securities and Exchange Commission finalized a rule Monday that would bar specific securitization participants from engaging in transactions involving or resulting in material conflicts of interest.
The SEC promulgated the rule under the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act.
Presented by BigVoodoo
The National Law Journal Elite Trial Lawyers recognizes U.S.-based law firms performing exemplary work on behalf of plaintiffs.
The National Law Journal honors attorneys & judges who've made a remarkable difference in the legal profession in the D.C. area.
The Legal Intelligencer honors lawyers leaving a mark on the legal community in Pennsylvania and Delaware.
Truly exceptional Bergen County New Jersey Law Firm is growing and seeks strong plaintiff's personal injury Attorney with 5-7 years plaintif...
Epstein Becker & Green is seeking an associate to joins its Commercial Litigation practice in our Columbus or Cincinnati offices. Ca...
Job Opportunity: Location: Prestigious Florida Law Firm seeks to hire a Business attorney with at least 5 years of experience for their Ft. ...
MELICK & PORTER, LLP PROMOTES CONNECTICUT PARTNERS HOLLY ROGERS, STEVEN BANKS, and ALEXANDER AHRENS
Breaking news and trends for law firm and legal departments about the evolving federal regulations in a volatile political climate.
U.S. Securities and Exchange Commission seal. Photo: Diego M. Radzinschi/ALM
