Stephenson Harwood has taken a key role in overturning a Financial Services Authority (FSA) decision to fine a former UBS executive for misconduct in relation to compliance failures that occurred under his supervision. The firm acted for John Pottage, the former chief executive of UBS's UK wealth management division, on his successful appeal against the £100,000 fine.
April 25, 2012 at 06:28 AM
1 minute read
The original version of this story was published on Legalweek
Stephenson Harwood has taken a key role in overturning a Financial Services Authority (FSA) decision to fine a former UBS executive for misconduct in relation to compliance failures that occurred under his supervision.
The firm acted for John Pottage, the former chief executive of UBS’s UK wealth management division, on his successful appeal against the £100,000 fine.
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