The Securities and Exchange Commission’s new whistle-blower programme could cause headaches for GCs
November 09, 2011 at 07:03 PM
1 minute read
The original version of this story was published on Legalweek
The Securities and Exchange Commission’s new whistle-blower programme could cause headaches for GCs
Both the Sarbanes-Oxley Act 2002 in the US and the UK Corporate Governance Code (formerly the Combined Code) require listed companies to conduct a review of the effectiveness of their risk management and internal control systems covering all material controls, including financial, operational and compliance controls.
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