The 5 November 2009 was a good day for the Securities and Exchange Commission (SEC). At a press conference with the US attorney's office in Manhattan, new SEC enforcement director Robert Khuzami announced that his agency was bringing civil charges against 13 people associated with the Galleon Group insider trading scandal. In the post-Madoff era, it was a chance for the SEC to show that it is back on the beat, aggressively policing the securities markets. And it was an opportunity for Khuzami, who can mix financial crime gravitas with Jon Stewart-age ironical detachment, to set a different tone.
March 10, 2010 at 07:04 PM
1 minute read
The original version of this story was published on Legalweek
The SEC’s new enforcement chief is leading the agency’s biggest overhaul in 30 years. Will that be enough? Ben Hallman reports
The 5 November 2009 was a good day for the Securities and Exchange Commission (SEC).
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