Via Transportation GC on How Legal Looks at Regulatory Risks
Via Transportation's VP of legal affairs, Erin Abrams, said her company differs from some of its startup counterparts in that the legal department wants to work with regulators, not "smash through" their rules and regulations.
A recent review of enforcement from 2017 showed a lack of consistency in how monitorships were applied, in how recidivist companies were treated, and in when cases prompted both civil and criminal penalties.
This GLOBAL IN-HOUSE column, the second in a three-part series exploring how in-house leaders can bring change and disruption, focuses on practical tips to manage change in your legal function through strategy.
In recent years, the Securities and Exchange Commission (SEC) has prioritized the regulation, monitoring, and enforcement of cybersecurity activities. On Sept, 25, the SEC reinforced its commitment to cybersecurity when the Enforcement Division announced the formation of a “Cyber Unit” that will target cyber-related misconduct affecting the securities markets.
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