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01/21/12-- Miami-- Eric Bustillo, Regional Director of SEC's Miami Regional Office. Photo by J. Albert Diaz. Eric Bustillo, Regional Director of SEC’s Miami Regional Office. Photo: J. Albert Diaz.

The U.S. Securities and Exchange Commission sued a Tallahassee-based investment adviser firm and its two former principals Tuesday, alleging they defrauded investors.

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Katheryn Tucker

Katheryn Hayes Tucker is an Atlanta-based reporter covering legal news for the Daily Report and other ALM publications.

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