Corporate Counsel | Analysis|News
By Maria Dinzeo | November 3, 2023
"It's the toxic culture that's causing employees to call for wholesale change," said Robert Föehl, executive-in-residence for business law and ethics at Ohio University.
By Trudy Knockless | August 26, 2022
PCF Insurance Services officials believe Kenton Walker's merger experience will be invaluable as the company picks up the pace on its acquisition spree.
By Greg Andrews | December 1, 2021
Andrew Koslow comes to TradeZero after amassing years of experience at prominent investment and securities firms.
By Hugo Guzman | August 31, 2021
Lawyers in the securities space should keep an eye on this one.
By Caroline Spiezio | May 30, 2018
Feigelson, the GC of iCapital, says he's faced challenges unique to smaller, growing legal departments and taken on responsibilities in human resources since joining the company in October 2017.
By Sue Reisinger | May 15, 2018
The enforcement decline is part of a downward trend that began in the last half of fiscal year 2017.
By Sue Reisinger | November 2, 2017
The U.S. Securities and Exchange Commission filed an action to enforce subpoenas against 235 companies connected to the Woodbridge Group of Companies.
By SUe Reisinger | September 27, 2017
A number of the respondents to a recent AML survey didn't even know if they had experienced a regulatory action at their company in this space. That seems to point to trouble.
By Sue Reisinger | September 21, 2017
"What a doozy!" said one expert of the breach disclosed by the SEC this week.
By Stephanie Forshee | May 19, 2017
Margaret Liu, deputy general counsel of the Conference of State Bank Supervisors, speaks about her organization's new regulatory plan for nonbanks such as fintechs.
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