By Ken Koch and Tim Nagy | August 20, 2024
Off-channel communications—those that occur outside of approved corporate systems—can pose a considerable challenge for regulatory compliance, data security and overall business integrity.
National Law Journal | Analysis
By Maydeen Merino | August 16, 2024
The agency's jurisdiction is limited to companies that operate for profit. In the health care industry, many medical faciilites are organized as not-for-profit entities and, thus, not subject to the FTC's rule.
By Greg Andrews | August 15, 2024
Netflix was an outlier in revamping its pay practices in a year when robust stock market returns left investors disinclined to second guess boards.
By Chris O'Malley | August 14, 2024
23andMe set up an independent board committee and hired legal and financial advisers to work with it after CEO Anne Wojcicki offered to take the company private.
The American Lawyer | Analysis
By Mimi Lamarre | August 14, 2024
Law firms are increasingly relying on engagement letters or online e-billing platforms to alert clients of rate increases, even though less personalized communication can frustrate clients, sources say.
National Law Journal | Analysis
By Maydeen Merino | August 13, 2024
"Without those guidelines, you're kind of left scratching your head in terms of what would be acceptable to the agencies," said antitrust attorney Michelle Mantine.
National Law Journal | Analysis|News
By Michael A. Mora | August 12, 2024
"Further, the SEC starts from an assumption that there is some problem with the industry in need of correction, yet fails to prove that problem's existence," said Paul Grewal, the chief legal officer of Coinbase Inc.
By Maria Dinzeo | August 12, 2024
"A lot of the risk comes from extremely well-meaning employees that just want the tools to do their job better," said Dera Nevin, managing director at the consulting firm FTI.
By Chris O'Malley | Greg Andrews | August 9, 2024
NuScale Power found itself having to explain why it stated that it did not believe it was under SEC investigation, even though it had been contacted by the agency seven months earlier and asked to provide a trove of information.
National Law Journal | Analysis
By Maydeen Merino | August 8, 2024
"This case is not about climate change or environmental policy; it is about protecting investors," the agency stated in a brief to the U.S. Court of Appeals for the Eighth Circuit.
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