American International Group office in downtown New York City. Photo: Shutterstock
In two separate, unrelated complaints the SEC is cracking down on misconduct in the legal department and the compliance world.
February 20, 2020 at 05:56 PM
1 minute read
senior reporter
Insider trading charges against a former legal department worker at an American International Group Inc. subsidiary shows how careful in-house law departments must be in guarding their confidential information.
The U.S. Securities and Exchange Commission on Thursday said it reached a consent agreement with Jon Aronson, a former senior administrative assistant in the subsidiary’s legal department. Aronson could not be reached for comment Thursday.
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