Andrew Goudsward breaks down the latest developments in compliance, enforcement and government affairs, reporting on what regulators are up to and arming in-house counsel and their outside partners with the insight to obtain better outcomes.
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By C. Ryan Barber | September 25, 2018
The US Securities and Exchange Commission is weighing proposed changes to the agency's whistleblower program—here's some of the early commentary. Plus: DOJ eyes reducing merger-review times, and scroll down for Who Got the Work. Thanks for reading Compliance Hot Spots.
By C. Ryan Barber | September 18, 2018
Welcome back—lot to unpack this week. We've got some reflections on the blockbuster Siemens FCPA deal ten years later. Plus: Catch up on the new moves and appointments in Washington and elsewhere. And scroll down for the firms getting some recent SEC work. Thanks for reading Compliance Hot Spots.
By C. Ryan Barber | September 11, 2018
The FTC's two-day antitrust hearings this week, the first since 1990s, will bring out a who's-who from Big Law and academia—studying whether and how much enforcement must adapt in the 21st century market. Plus: Hogan Lovells gets a new drone client, an ex-Goldman Sachs whistleblower is making news, and a new Brookings report takes a deep dive on Trump's deregulatory agenda.
By C. Ryan Barber | September 4, 2018
Law firms are buzzing about the import of the 2nd Circuit's big FCPA ruling, and check out who's lobbying on privacy. Plus: scroll down for the latest Who Got the Work. This is Compliance Hot Spots.
By C. Ryan Barber | August 14, 2018
An ex-Morgan Stanley lawyer alleges retaliation after raising FCPA and securities claims. Why we are watching this case and you should, too. Plus: Uber snags ex-DOJ and NSA lawyer Matt Olsen for a top security post. And scroll down for more on Tesla's law firm engagements.
By C. Ryan Barber | August 7, 2018
New analysis about the SEC settlements that restrict investment advisers from using client endorsements in advertisements. What's behind the lag in SEC whistleblower cases? Plus: the latest moves, including a Covington partner jumping to Uber. Thanks for reading Compliance Hot Spots.
By C. Ryan Barber | July 31, 2018
Catching up with Sullivan & Cromwell's H. Rodgin Cohen and the team that successfully challenged a bank's "too big to fail" designation. Plus: Coinbase names a new chief compliance officer, and scroll down for the latest compliance headlines.
By C. Ryan Barber | July 24, 2018
Catch up with Dina Ellis Rochkind of Paul Hastings about what's on her plate these days: cryptocurrency, blockchain and cannabis. Plus: meet the Brownstein Hyatt partner in Colorado who is the Trump's pick for U.S. attorney. Thanks for reading Compliance Hot Spots.
By C. Ryan Barber | July 17, 2018
Here's your weekly look at need-to-know news in the world of compliance, enforcement and government affairs.
By C. Ryan Barber | July 10, 2018
The Securities and Exchange Commission wants to revamp its whistleblower program—there's one proposal that has the program's first director worried. Plus: What should compliance professionals take away from the Credit Suisse settlement with the SEC?
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