Marc Fagel, director of the SEC's San Francisco office, warns lawyers to be careful what they share about clients — even in casual conversation.
February 06, 2013 at 05:50 AM
1 minute read
SAN FRANCISCO It started with a law firm "wine and dine" weekend to entertain a Silicon Valley client and ended in insider trading allegations from the Securities and Exchange Commission.
SEC enforcement lawyers in San Francisco accuse the husband of a Baker & Hostetler partner of using confidential information gleaned from his wife’s firm in 2011 to make nearly $30,000 in illicit profits.
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