The Securities and Exchange Commission is ratcheting up scrutiny of the potential for insider trading at hedge funds. The agency has sent hedge funds a detailed list of questions intended to ferret out employees and clients who would be in a position to acquire and pass along inside corporate information to managers of the investment vehicles. But Nora Jordan, a Davis Polk & Wardwell lawyer who advises hedge funds, said of the inquiry, "It would surprise me if they found some big smoking gun on this."
September 19, 2007 at 12:00 AM
1 minute read
The original version of this story was published on Law.Com
The Securities and Exchange Commission is ratcheting up scrutiny of the potential for insider trading at hedge funds.
The agency has sent hedge funds a detailed list of questions intended to ferret out employees and clients who would be in a position to acquire and pass along inside corporate information to managers of the investment vehicles.
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