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The Securities and Exchange Commission has recently reiterated that a key priority remains enforcement actions against attorneys. Historically, such actions were limited to situations in which the attorneys were active participants in corporate fraud. But in an effort to prevent a repeat of the massive frauds that came to light in recent years, the SEC since 2001 has signaled its intention to focus on so-called “gatekeepers,” including investment bankers, outside auditors, underwriters and attorneys.

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