Former star technology banker Frank Quattrone has asked the Securities and Exchange Commission to reverse the decision by a securities industry watchdog to ban him from the profession for refusing to answer its questions in 2003. Lawyers for Quattrone, who has appealed his May conviction for obstruction of justice, sent the SEC written arguments dated Monday saying that the ban by the National Association of Securities Dealers was unconstitutional.
March 03, 2005 at 12:00 AM
1 minute read
The original version of this story was published on Law.Com
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