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Taking a broad reading of the Securities Litigation Uniform Standards Act, a unanimous 3rd Circuit panel has upheld the removal and dismissal of a state court class action suit against Salomon Smith Barney brought by brokerage customers who claimed they were given biased investment research. The appeals court found that although the suit sounded only in state law claims, the allegations related to the purchase or sale of securities and were therefore pre-empted by SLUSA.
February 18, 2005 at 12:00 AM
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The original version of this story was published on Law.Com
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