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In-house counsel are facing criminal and civil charges at a record pace. The increase is largely due to a policy shift at the SEC. In the SEC's view, as "gatekeepers" of corporate information, in-house lawyers are in a position to stop fraud. That puts them squarely in the commission's crosshairs, alongside top executives and directors. In the past three years, the commission has brought enforcement actions against 30 lawyers, most of them in-house attorneys.
February 04, 2005 at 12:00 AM
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The original version of this story was published on Law.Com
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