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Ever since New York Attorney General Eliot Spitzer began investigating the mutual fund industry for "widespread illegal trading schemes," he's also been examining lawyers' advice to brokers. No lawyers or firms have been charged with wrongdoing, but this month two ex-brokerage house executives sued Piper Rudnick and a lawyer in its New York office for malpractice. Now under investigation, the former execs claim they were advised that the trades they brokered were perfectly legal.
September 30, 2004 at 12:00 AM
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The original version of this story was published on Law.Com
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