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A floor broker barred from the New York Stock Exchange for making illegal stock trades has lost in his effort to show that exchange officials tolerated the practice. John R. D'Alessio claimed that former NYSE Chairman Richard Grasso and other top officials sanctioned the placement of stock trades for favored customers ahead of large, market-moving trades. But he lost his civil suit against the exchange and the SEC before the 2nd Circuit.
August 17, 2004 at 12:00 AM
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The original version of this story was published on Law.Com
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