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Federal regulators Tuesday ordered the dissolution of Security Trust Co., N.A., an administrator of mutual fund trades for retirement plans. Criminal charges against three former senior executives were also brought by New York Attorney General Eliot Spitzer. The actions are the latest developments in a probe of illegal trading practices in the $7 trillion mutual fund industry and mark the first time regulators have addressed illegal conduct of third parties or intermediaries.
November 26, 2003 at 12:00 AM
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The original version of this story was published on Law.Com
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