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SG Cowen Securities Corp. agreed Wednesday to pay a $100,000 fine to securities regulators for failing to keep e-mail records as required by law. The fine stems from the company's failure to produce most of a former employee's e-mails in response to a November 2002 subpoena by the Massachusetts secretary of state.
June 13, 2003 at 12:00 AM
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The original version of this story was published on Law.Com
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