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Through the Sarbanes-Oxley Act, the SEC is fulfilling the Congressional mandate to require public companies to disclose and remediate violations of SEC regulations. This article discusses the SEC's definition of an "attorney" under its proposed standards of professional conduct and its proposed alternative to an earlier draft "noisy withdrawal" ethics rule. The following scenarios demonstrate when and how an attorney may have to respond under the act.
June 06, 2003 at 12:00 AM
1 minute read
The original version of this story was published on Law.Com
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We are seeking an attorney to join our commercial finance practice in either our Stamford, Hartford or New Haven offices. Candidates should ...
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MELICK & PORTER, LLP PROMOTES CONNECTICUT PARTNERS HOLLY ROGERS, STEVEN BANKS, and ALEXANDER AHRENS