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The securities industry thumbed its nose Wednesday at California's Judicial Council, announcing it would simply circumvent the state's new ethics standards for arbitrators now that it has lost a battle over them in federal court. The New York Stock Exchange and the National Association of Securities Dealers sued in federal court to try to stop implementation of California's new rules, but their case was dismissed Tuesday.
November 15, 2002 at 12:00 AM
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The original version of this story was published on Law.Com
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