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Credit Suisse First Boston agreed Tuesday to pay $100 million to settle a probe conducted by the Securities and Exchange Commission and the National Association of Securities Dealers Inc. into how it allocated shares in "hot" initial public offerings. The SEC charged the investment banking firm with violating NASD rules and contended that the improper IPO allocations were a pervasive, firmwide practice.
January 23, 2002 at 12:00 AM
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The original version of this story was published on Law.Com
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