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A securities firm barred from the New York Stock Exchange for illegally "flipping" stocks -- buying or selling securities for a customer and then repeating the process right afterward for a one-eighth of a point profit -- has the right to a Securities and Exchange Commission review, the 2nd U.S. Circuit Court of Appeals ruled. MFS Securities Corp. says the NYSE violated its own rules by ending the company's membership without a hearing.
February 01, 2002 at 12:00 AM
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The original version of this story was published on Law.Com
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