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Potential abuse by corporate insiders of programmed stock trading plans has caught the attention of the SEC and rattled the nerves of corporate boards, which are scrambling to make sure the plans pass muster. Part of the current jitters come from the informal SEC investigation of Countrywide Financial Corp. executive Angelo Mozilo, who allegedly tinkered with his stock trading plan as the mortgage market disintegrated.
November 05, 2007 at 12:00 AM
1 minute read
The original version of this story was published on National Law Journal
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