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Lawyers for Frank Quattrone are challenging the former banker's lifetime ban from the securities industry and say Tuesday's Ninth Circuit U.S. Court of Appeals ruling on securities arbitration will help make their case. In a 74-page filing, Jerome Falk Jr. of Howard, Rice, Nemerovski, Canady, Falk & Rabkin argues that Quattrone should not be punished for invoking his constitutional rights, and he berates the NASD for trying to operate by its own rules.
March 03, 2005 at 12:00 AM
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The original version of this story was published on Law.Com
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