Thank you for sharing!

Your article was successfully shared with the contacts you provided.
ADR denying a motion to vacate a court order granting a motion to compel arbitration, a California federal court concluded that a client suing Morgan Stanley Dean Witter for failure to reimburse him for unauthorized withdrawals has no legal right to arbitration before a panel that is compliant with the new California ethics standards because the Securities Exchange Act of 1934 pre-empts application of California standards to self-regulatory organizations such as the New York Stock Exchange, of which Morgan Stanley is a member. Mayo v. Dean Witter Reynolds Inc., No. C-01-20336 JF (N.D. Calif. April 22). FOR PLAINTIFF: William E. Kennedy, Law Offices of William E. Kennedy, Santa Clara, Calif. FOR DEFENSE: Sarah A. Good and Gilbert R. Serota, Howard Rice Nemerovsky Canady Falk, San Francisco JUDGE: Jeremy Fogel

This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.

To view this content, please continue to their sites.

Not a Lexis Advance® Subscriber?
Subscribe Now

Not a Bloomberg Law Subscriber?
Subscribe Now

Why am I seeing this?

LexisNexis® and Bloomberg Law are third party online distributors of the broad collection of current and archived versions of ALM's legal news publications. LexisNexis® and Bloomberg Law customers are able to access and use ALM's content, including content from the National Law Journal, The American Lawyer, Legaltech News, The New York Law Journal, and Corporate Counsel, as well as other sources of legal information.

For questions call 1-877-256-2472 or contact us at [email protected]


ALM Legal Publication Newsletters

Sign Up Today and Never Miss Another Story.

As part of your digital membership, you can sign up for an unlimited number of a wide range of complimentary newsletters. Visit your My Account page to make your selections. Get the timely legal news and critical analysis you cannot afford to miss. Tailored just for you. In your inbox. Every day.

Copyright © 2021 ALM Media Properties, LLC. All Rights Reserved.