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Robin Roger, the top lawyer at Harbinger Capital Partners, and the hedge fund’s chief, Philip Falcone, received Wells Notices from the Securities and Exchange Commission this week, indicating that they may be charged with violations of U.S. securities laws. While SEC actions against financial firms have appeared in the news at a fairly regular clip, it’s a bit of surprise to see a firm’s general counsel named in a Wells Notice. According to a Reuters report:

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