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Goldman Sachs & Co. may be a wizard at making money, but its compliance operations left a lot to be desired. That's the message Britain's Financial Services Authority sent when it leveled a $27 million fine against Goldman Sachs International, Goldman's London unit, for failing to alert the FSA sooner to the fact that the Securities and Exchange Commission was pursuing a serious investigation of Goldman's controversial Abacus deals.
September 13, 2010 at 12:00 AM
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The original version of this story was published on Law.Com
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