Susan Merrill, who spent a total of six years as head of enforcement for the New York Stock Exchange regulatory arm and the entity that succeeded it, will join Bingham McCutchen‘s broker-dealer group in New York this week.

Merrill, 53, stepped down last month as chief of enforcement at the Financial Industry Regulatory Authority, a private corporation that regulates brokerage firms and trading markets. She spent three years at the New York Stock Exchange prior to joining FINRA in 2007 when the agency was created by the merger between NYSE’s regulatory group and the National Association of Securities Dealers. (The SEC approved the merger between the NASD and NYSE’s regulation group in July 2007.)

This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.

To view this content, please continue to their sites.

Not a Lexis Advance® Subscriber?
Subscribe Now

Not a Bloomberg Law Subscriber?
Subscribe Now

Why am I seeing this?

LexisNexis® and Bloomberg Law are third party online distributors of the broad collection of current and archived versions of ALM's legal news publications. LexisNexis® and Bloomberg Law customers are able to access and use ALM's content, including content from the National Law Journal, The American Lawyer, Legaltech News, The New York Law Journal, and Corporate Counsel, as well as other sources of legal information.

For questions call 1-877-256-2472 or contact us at [email protected]