UBS investment banking general counsel David Aufhauser has resigned from his post following allegations of involvement in the bank's alleged sale of auction-rate securities based on inside market knowledge. The Swiss bank is currently being investigated by New York Attorney General Andrew Cuomo for claims that a number of unnamed officials at UBS began selling their personal holdings in ARS as the market began to falter, while the bank still marketed them as safe.
August 06, 2008 at 12:00 AM
1 minute read
The original version of this story was published on Law.Com
UBS investment banking general counsel David Aufhauser has resigned from his post following allegations of involvement in the bank’s alleged sale of auction-rate securities based on inside market knowledge.
The Swiss bank is currently being investigated by New York Attorney General Andrew Cuomo as part of a wider probe into securities on Wall Street.
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