Welcome to Compliance Hot Spots. Lots to unpack this week, including a spotlight on the SEC’s latest whistleblower charges, a warning from the 4th Circuit about investigatory fairness, and much more. Scroll down for Who Got the Work and all the notable moves. Tips, feedback and general thoughts on your practices are always appreciated. I’m C. Ryan Barber—reach me at [email protected] and 202-828-0315, or follow me on Twitter @cryanbarber. Thanks for reading!
New SEC Whistleblower Charges
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