Stephen Choi, professor at the NYU School of Law and director of the Pollack Center for Law & Business.
It’s the first time at least since 2010 that 100% of the SEC’s actions were brought before an administrative proceeding, according to a new report from NYU and Cornerstone Research. By comparison, in 2010 only 32% were administrative rather than filed in court.
May 15, 2019 at 05:00 PM
1 minute read
senior reporter
The original version of this story was published on Corporate Counsel
Despite critics who have challenged the legality of the process, the U.S. Securities and Exchange Commission filed every public company enforcement action in the first half of fiscal 2019 as an administrative proceeding, according to a new report.
The report, “SEC Enforcement Activity: Public Companies and Subsidiaries—Midyear FY 2019 Update,” was released Wednesday by the New York University Pollack Center for Law & Business and Cornerstone Research.
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