Welcome to Compliance Hot Spots, our briefing on compliance, enforcement and government affairs. Under Trump-appointed leadership, the Justice Department has taken business-friendly steps to reward companies for strong compliance systems and self-disclosure of misconduct—and the top lawyer at Caterpillar has some thoughts about it all. Plus: a former UBS compliance officer is on trial, and the FTC making more noise about incorporating fines into enforcement actions.

Thanks for reading, and please do send feedback—I appreciate hearing from you about what’s on your plate—observations, trends, new clients and new colleagues. I’m at [email protected] and 202-828-0315, or follow me on Twitter @cryanbarber.

This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.

To view this content, please continue to their sites.

Not a Lexis Advance® Subscriber?
Subscribe Now

Not a Bloomberg Law Subscriber?
Subscribe Now

Why am I seeing this?

LexisNexis® and Bloomberg Law are third party online distributors of the broad collection of current and archived versions of ALM's legal news publications. LexisNexis® and Bloomberg Law customers are able to access and use ALM's content, including content from the National Law Journal, The American Lawyer, Legaltech News, The New York Law Journal, and Corporate Counsel, as well as other sources of legal information.

For questions call 1-877-256-2472 or contact us at [email protected]