The U.S. Securities and Exchange Commission has disclosed details of its settlements with two former Dewey & LeBoeuf executives.
Former Dewey executive director Stephen DiCarmine, under his settlement with the SEC, is required to pay a $35,000 civil penalty, according to court documents filed late Monday. Meanwhile, the SEC agreement with former Dewey Chief Financial Officer Joel Sanders is only a partial settlement. It prohibits him from serving as an officer or director of a public company and leaves open the possibility of a future fine against him.
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