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Former Dewey & LeBoeuf chairman Steven Davis, former executive director Stephen DiCarmine and ex-CFO Joel Sanders leaving court in Manhattan during their first criminal trial, Oct. 16, 2015. (Photo: Rick Kopstein/ALM)

The U.S. Securities and Exchange Commission has disclosed details of its settlements with two former Dewey & LeBoeuf executives.

Former Dewey executive director Stephen DiCarmine, under his settlement with the SEC, is required to pay a $35,000 civil penalty, according to court documents filed late Monday.  Meanwhile, the SEC agreement with former Dewey Chief Financial Officer Joel Sanders is only a partial settlement. It prohibits him from serving as an officer or director of a public company and leaves open the possibility of a future fine against him.

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Christine Simmons

Christine Simmons writes about the New York legal community and the business of law. Email her at [email protected] and find her on Twitter @chlsimmons

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