David Schwinger, the former managing partner of Katten Muchin Rosenman's D.C. office, settled insider trading charges recently with the Securities and Exchange Commission. The SEC had accused Schwinger of using privileged information to buy stock in Vastera -- a firm client -- just before the company announced it would merge with JPMorgan Chase in 2005. Under the terms of the settlement, Schwinger did not have to admit guilt, but he had to give back $13,027 in profits and pay over $26,000 in penalties.
June 25, 2007 at 12:00 AM
1 minute read
The original version of this story was published on Law.Com
David Schwinger, the former managing partner of Katten Muchin Rosenman’s D.C. office, settled insider trading charges recently with the Securities and Exchange Commission.
The SEC had accused Schwinger of using privileged information to buy stock in international shipment tracking company Vastera — a firm client — just before the company announced it would merge with JPMorgan Chase in 2005.
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