The total number of enforcement actions nearly doubled from 2009 to 2010, rising from 45 actions (against 12 companies and 33 individuals) to 76 (23 companies and 53 individuals). And 2009 trumped the numbers from 2008, when 37 enforcement actions were brought (against 11 companies and 26 individuals).
According to a first quarter report put out as a client alert by Paul Hastings this month, 2011 began with another steady showing of enforcement actions. The Securities and Exchange Commission and the Department of Justice brought actions against four companies and seven individual defendants.
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