The Recorder
30-day free ttrial

Securities

Cross-Border Privacy Laws

Cross-Border Privacy Laws

By Philip Favro | 2/12/13 11:23 AM |

Companies should develop and implement a compliance program to address international discovery issues, explains Philip Favro of Symantec Corp.

JOBS Act Eases IPOs

JOBS Act Eases IPOs

By Louis Lehot, John Tishler, Jason Schendel and Adam Shipley | 2/7/13 4:26 PM |

Title I liberalizes regulatory and disclosure burden for companies considering going public, explain Sheppard Mullin attorneys.

sponsor spotlight

Is Mosaic Theory a Viable Defense?

Is Mosaic Theory a Viable Defense?

By Felicia Gross | 10/31/12 2:11 PM |

Felicia Gross of the New York City Law Department examines the lessons learned from the Galleon and Whitman insider trading trials.

A Year Post-'Janus'

A Year Post-'Janus'

The Supreme Court decision is forcing the SEC to come up with alternative theories of individual liability, explains Laurie Edelstein of Brune & Richard.

sponsor spotlight

Cooperating With the SEC

Cooperating With the SEC

By Jared L. Kopel | 5/3/12 11:19 AM |

Recent enforcement proceedings clarify when the commission is likely to forgo prosecution, explains Jared Kopel.

STOCK Act Is Superfluous

STOCK Act Is Superfluous

By James Ching | 1/31/12 2:52 PM |

Legislation in the works to control use of political intelligence in investments adds little to current enforcement options, says James Ching.

Developing Secondary Markets

Developing Secondary Markets

By Steven Kaufhold | 1/27/12 12:00 AM |

With thousands of employees holding stock in privately owned companies, platforms to trade or sell that stock are emerging, explains Steven Kaufhold of Kaufhold Gaskin.

'Janus' Confusion

'Janus' Confusion

1/27/12 12:00 AM |

The U.S. Supreme Court's attempt to create a bright-line test for primary liability resulted in numerous conflicting opinions from lower courts, explains Jared Kopel of Wilson Sonsini.

Securities Litigation Trending UP

Securities Litigation Trending UP

By Michael Torpey and Amy Laughlin | 1/27/12 12:00 AM |

M&A activity, investigations of foreign corporations and increased number of SEC actions create a litigious environment, explain Orrick attorneys.

SEC's War on Insider Trading

SEC's War on Insider Trading

By Jared L. Kopel | 1/11/12 5:29 PM |

The commission has increased the number of prosecutions, often employing novel theories of liability, says Jared L. Kopel of Wilson Sonsini.

Recent Holding Invites Derivative Suits

Recent Holding Invites Derivative Suits

By Jared L. Kopel | 10/26/11 11:23 AM |

Federal court's refusal to dismiss a shareholder action following a negative say-on-pay vote may result in more of same, explains Jared L. Kopel of Wilson Sonsini.

Exemption Rules Change for Investment Advisers

Exemption Rules Change for Investment Advisers

By A. John Murphy and Jake Murphy | 8/5/11 12:46 PM |

Dodd-Frank removes certain registration exemptions, but creates others, complicating the process for financial consultants, explain Wickersham & Murphy attorneys.

Dodd-Frank Endangers Trade Secrets

Dodd-Frank Endangers Trade Secrets

By Thad A. Davis and Veronica M.A. Alegria | 8/4/11 3:47 PM |

Whistleblower retaliation rules may complicate protection of sensitive information for employers, explain Thad Davis and Veronica Alegria of Ropes & Gray.

Further Examining the New Dodd-Frank Rules

Further Examining the New Dodd-Frank Rules

The SEC's whistleblower provisions encourage affected companies to revamp their compliance and internal reporting standards, explains Jared L. Kopel of Wilson Sonsini.

New Dodd-Frank Rules Made Easy

New Dodd-Frank Rules Made Easy

The recently adopted whistleblower provisions set forth in detail who can make a report and the type of information rewarded, explains Jared Kopel of Wilson Sonsini.

State Law Insider Trading Claims See New Light

State Law Insider Trading Claims See New Light

By Brian J. Robbins and Gregory E. Del Gaizo | 6/29/11 2:55 PM |

In a recent decision, the Delaware Supreme Court re-established the validity of Brophy causes of action, explain Robbins Umeda attorneys.

Most Viewed Articles

  1. After Apple Lashes Out at Morgan Lewis, Patent Holder Fires Back
  2. In Patent Dispute, Tesla Plays Offense
  3. Federal Defender Sounds Alarm Over Budget Cuts
  4. Politically Connected Firm Opens S.F. Office
  5. Graffiti Case Pushes for More Punitives