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SEC Signals Lawyers Still in Crosshairs

Legal Times

January 28, 2003

Although the SEC carved out the "noisy withdrawal" provision from its attorney governance rules last week, the commission has signaled it will ultimately impose some form of the requirement. Some corporate firms are already hustling to set up internal compliance programs. Says Foley & Lardner's Richard Weiss, firms must "affirmatively look for compliance, not just wait for people to come to you with questions."

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