At the end of July, the Financial Industry Regulatory Authority (FINRA) turned five years old. The dispute resolution organization for securities cases was created from the combination of the National Association of Securities Dealers and the regulatory function of the New York Stock Exchange (NYSE). With FINRA marking its five-year anniversary, we emailed questions to two lawyers who represent clients in FINRA arbitrations
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FINRA Five Years Later
Texas Lawyer
August 21, 2012
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